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Recent News

A new version of 1-Stop that will include several new features is in development . The most important of these is a compliance engine that checks both pending and completed transactions. The system checks each trade against a set of rules most of which are standarized to meet MFDA compliance standards. This new function will reduce the time required by compliance officers and/or managers to monitor the suitability of transactions.

All existing system users will receive their program update starting in the first week of September.